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Analysis of timeframes for the development of policy statements and plans under the Resource Management Act 1991

1.0 Introduction

Brown & Pemberton Planning Group Ltd has been contracted by the Ministry for the Environment ("MfE") to provide an up-to-date analysis of the timeframes involved in developing all plans and policy statements under the Resource Management Act 1991 ("RMA").  The purpose of the research is to gain a better understanding of the time taken to develop RMA plans, broken up into the various key stages of plan development. Key stages were identified as follows:

  1. From public notification of an RMA plan through to the close of further submissions;
  2. From the close of further submissions to the start of the hearing;
  3. The duration of the hearing;
  4. From the end of the hearing through to issuing of council decisions;
  5. From the issuing of council decisions through to the plan becoming fully operative.

This report provides the results of the research, and the methodology is described below.

1.1 Research methodology

The Ministry for the Environment (MfE) already maintains a database of dates with respect to RMA plan development milestones on the MfE and Quality Planning website. The data in the database was entered into a spreadsheet and provided to Brown & Pemberton Planning Group as a template. The database already had data available on the date RMA plans were notified, the date they became operative, and in some instances the date hearings started, but little or no information was recorded on the other various stages between those two milestones.

Brown & Pemberton Planning Group contacted all 85 councils in New Zealand and asked to be provided with the following information:

  1. How many submissions were received on the proposed plan(s);
  2. How many further submissions were received;
  3. When public hearings commenced and ended;
  4. Following the end of hearings, when decisions were issued by the council;
  5. How many appeals were received; and
  6. What date was the plan made partially operative (if applicable) or fully operative.

Where MfE did have 'hearing start date ' information (number 3 above), Brown & Pemberton checked with the 'hearing start date ' provided in the DSL Environmental handbook. In some instances, there was a discrepancy between the two dates. Where there was a discrepancy, Brown & Pemberton also checked with the local authority concerned as to which date was correct.

To ensure a valid analysis, returns from over 90% of councils (77 councils in total) were required before analysis commenced. Data was collected from 77 councils during the period of August - November 2008. The eight councils that did not provide information were:

Kaikoura DC
Clutha DC
Hurunui DC
Otorohanga DC
Papakura DC
Auckland RC
Northland RC
Tasman DC

The Department of Internal Affairs also prepares RMA plans for offshore islands. These were not counted for the purpose of this research.

1.2 Notes and limitations on methodology

While over 90% of councils responded with data in relation to their RMA plans, often the data was incomplete, with some dates or figures unknown or not easily traceable. With many RMA plans going through the notification process in the mid-1990s, it is now 10 to 15 years since the plans were being prepared. Given this length of time and corresponding staff turnover, some gaps in the information are evident. Councils could also provide some information that was not sought, for example the number of submission points, rather than the raw number of submissions and further submissions.

Some errors were apparent in the data provided by councils. For example, some data provided had council decisions on submissions being issued after the plan was made operative.  These errors have been excluded for the purpose of calculating averages and means. Further follow up with the relevant councils is necessary to clarify these errors and ensure reliable data.

It is noted that the 'duration of hearing ' measurement relates to the start and end date of hearings. This does not mean that a hearing was running continuously during this time, but rather all hearings on the RMA plans were conducted between the two dates specified. There may well have been periods of time between topics or chapters of the plan, depending on how the hearings were organised.

Some council RMA plans have been excluded from the analysis because they were not representative of the plan preparation process. Some councils adopted the approach of writing a separate district plan for relatively small geographic areas, e.g. Napier City Council. These plans often only received a low number of submissions and the hearing was held over a few days, which is not representative of a typical RMA plan preparation process. In such cases, the 'main ' RMA plan was included, e.g. the City of Napier District Plan but the smaller geographically limited plans were excluded from the calculations.

2.0 Classification of councils

The results are categorised into the following six categories, based upon the council categories used in the MfE RMA survey. These categories have been selected because they provide a good indication of the size of the council based upon the number of consents processed per year:

  1. Category 1 councils  0-110 consents processed per year
  2. Category 2 councils  111 - 300 consents processed per year
  3. Category 3 councils  301 - 650 consents processed per year
  4. Category 4 councils  651 - 7000 consents processed per year
  5. Regional councils   All
  6. Unitary authorities All
  7. RMA plan timeframes All councils
  8. Councils - no response received.

3.0 Category 1 councils

There are 12 councils in this category. Tararua District Council has started on its second generation RMA plan, and this plan has been excluded from the analysis as it is only part way through the process. Results are as follows:

3.1 Original submission

3.2 Further submissions

3.3 Timeframe from notification to close of further submissions

3.4 Timeframe from close of further submissions to hearing

3.5 Length of hearing

3.6 Timeframe from hearing end to issuing of council decisions

3.7 Length of time from council notification of plan to issuing of decisions

3.8 Number of Environment Court appeals

3.9 Length of time from council issuing of decisions to plan becoming fully operative (i.e. Environment Court mediation and hearings)

3.10 Total length of time from council notification of plan to plan becoming fully operative

3.11 Summary of category 1 council results

Based on the averages set out above for each stage of the process, the following diagram illustrates the break down of the various stages in RMA plan development for category 1 councils:

Figure 1: Average number of working days for key stages in RMA plan development - category 1 councils

Figure 1: Average number of working days for key stages in RMA plan development – category 1 councils

The table below summarises the average, median, minimum and maximum figures for each stage of the plan preparation process for Category 1 Councils:

  Notification of proposed plan - close of further submissions Close of further submissions - start of hearing Hearing duration Completion of hearing - issue of council decisions Issue of council decisions - plan made fully operative Total plan preparation timeframe
Average 149 119 123 147 733 1127
Median 158 108 69 76 658 1056
Minimum 89 38 8 31 216 599
Maximum 203 326 331 476 1386 1889

* All figures are working days

As the diagram and table illustrate, based on the averages obtained for the category 1 councils, the first four stages all take a similar length of time (between 119 and 148 working days). The vast majority of time is taken up in the period following the issuing of council decisions through to making the RMA plan operative. Principally this involves the Environment Court mediation and hearing times.

Indeed the first four stages together, take on average 537.7 days, whereas the final stage, resolving appeals through the Environment Court, takes longer at 732 working days.

4.0 Category 2 councils

There are 19 councils in this category. Masterton District Council has started on its second generation RMA plan (as part of the combined Wairarapa plan), and this plan has been excluded from the analysis as it is only part way through the process. Results are as follows:

4.1 Original submissions

4.2 Further submissions

4.3 Timeframe from notification to close of further submissions

4.4 Timeframe from close of further submissions to hearing

4.5 Length of hearing

4.6 Timeframe from hearing end to issuing of council decisions

4.7 Length of time from council notification of plan to issuing of decisions

4.8 Number of Environment Court appeals

4.9 Length of time from council issuing of decisions to plan becoming fully operative (i.e. Environment Court mediation and hearings)

4.10 Total length of time from council notification of plan to plan becoming fully operative

4.11 Summary of category 2 council results

Based on the averages set out above for each stage of the process, the following diagram illustrates the break down of the various stages in RMA plan development for category 2 councils: 

Figure 2:  Average number of working days for key stages in RMA plan development - category 2 councils

The table below summarises the average, median, minimum and maximum figures for each stage of the plan preparation process for category 2 councils:

  Notification of proposed plan - close of further submissions Close of further submissions - start of hearing Hearing duration Completion of hearing - issue of council decisions Issue of council decisions - plan made fully operative Total plan preparation timeframe
Average 172 115 179 69 1056 1560
Median 158 114 48 67 1110 1571
Minimum 91 29 5 13 495 746
Maximum 307 351 815 159 1844 2457

* All figures are working days

As the diagram and table illustrate, based on the averages obtained for the category 2 councils, the first four stages all take a similar length of time (between 69 and 179 working days). The vast majority of time for category 2 councils is taken up in the period following the issuing of council decisions through to making the RMA plan operative. Principally this involves the Environment Court mediation and hearing times.

Indeed the first four stages together take on average 535 days, whereas the final stage, resolving appeals through the Environment Court, takes nearly double that, at 1056 working days.

We also note that category 2 councils are significantly faster at issuing decisions following the hearing (69 days) than category 1 councils who averaged 147 days.

5.0 Category 3 councils

There are 20 councils in this category and 25 RMA plans, as Napier (4), Selwyn (2) and Whakatane (2) have more than one RMA plan that has been through the plan preparation process.  For the purpose of this analysis, three of the Napier City Council RMA plans have been excluded from the calculations. These RMA plans were excluded as they were for a small area of Napier, produced relatively quickly with few submissions and appeals and tended to skew the statistics. The analysis is therefore limited to RMA plans that cover a whole district, the only exception being Whakatane District Council which has two RMA plans, one for rural areas and one for urban areas. These two plans were considered to be substantial enough to warrant inclusion. Results are as follows:

5.1 Original submissions

5.2 Further submissions

5.3 Timeframe from notification to close of further submissions

5.4 Timeframe from close of further submissions to hearing

5.5 Length of hearing

5.6 Timeframe from hearing end to issuing of council decisions

5.7 Length of time from council notification of plan to issuing of decisions

5.8 Number of Environment Court appeals

5.9 Length of time from council issuing of decisions to plan becoming fully operative (i.e. Environment Court mediation and hearings)

5.10 Total length of time from council notification of plan to plan becoming fully operative

5.11 Summary of category 3 council results

Based on the averages set out above for each stage of the process, the following diagram illustrates the break down of the various stages in RMA plan development for category 3 councils:

Figure 3: Average number of working days for key stages in RMA plan development - category 3 councils

The table below summarises the average, median, minimum and maximum figures for each stage of the plan preparation process for category 3 councils:

 

Notification of proposed plan -close of further submissions

Close of further submissions - start of hearing

Hearing duration

Completion of hearing - issue of council decisions

Issue of council decisions - plan made fully operative

Total plan preparation timeframe

Average

148

103

253

87

1169

1800

Median

140

86

166

82

1094

1820

Minimum

92

40

70

13

407

958

Maximum

260

205

1044

248

2323

2721

* All figures are working days

As the diagram and table illustrate, based on the averages obtained for the category 3 councils, the first four stages all take a similar length of time (between 87 and 253 working days). As with the category 1 and 2 councils, the vast majority of time is taken up in the period following the issuing of council decisions through to making the RMA plan operative. Principally this involves the Environment Court mediation and hearing times.

Indeed the first four stages together take on average 591 days, whereas the final stage, resolving appeals through the Environment Court, takes longer at 1169 working days.

We also note that category 3 average 'duration of hearing ' times (253 working days) are significantly longer than for Category 1 and 2 councils, which are 123 and 179 respectively.

6.0 Category 4 councils

There are 16 councils in this category. Even though Auckland City Council has split its district plan into several volumes for different geographic areas, these were all counted as, unlike Napier, they were considered substantial enough not to distort the statistics. Of the 16 councils in this category, eight have plans that are not yet fully operative, therefore results for these councils are not included in sections 6.9 or 6.10 below. Results are as follows:

6.1 Original submissions

6.2 Further submissions

6.3 Timeframe from notification to close of further submissions

6.4 Timeframe from close of further submissions to hearing

6.5 Length of hearing

6.6 Timeframe from hearing end to issuing of council decisions

6.7 Length of time from council notification of plan to issuing of decisions

6.8 Number of Environment Court appeals

6.9 Length of time from council issuing of decisions to plan becoming fully operative (i.e. Environment Court mediation and hearings)

6.10 Total length of time from council notification of plan to plan becoming fully operative

6.11 Summary of category 4 council results

Based on the averages set out above for each stage of the process, the following diagram illustrates the break down of the various stages in RMA plan development for category 4 councils:

Figure 4: Average number of working days for key stages in RMA plan development - category 4 councils

The table below summarises the average, median, minimum and maximum figures for each stage of the plan preparation process for category 4 councils:

  Notification of proposed plan - close of further submissions Close of further submissions - start of hearing Hearing duration Completion of hearing - issue of council decisions Issue of council decisions - plan made fully operative Total plan preparation timeframe
Average 195 100 502 110 1226 2039
Median 199 83 476 55 1218 1936
Minimum 115 17 81 18 195 995
Maximum 265 244 1657 615 2530 2856

* All figures are working days

Based on the averages obtained for the category 4 councils, two stages take much longer than the other stages. The average hearing duration has reached 502 working days, and the time spent getting the plan operative following the release of decisions has grown to an average of 1226 working days.

The first four stages combine to a total of 907 working days. The final stage takes longer than all these put together, averaging 1226 working days. As with category 1, 2, and 3 councils, the vast majority of time is taken up in the period following the issuing of council decisions through to making the RMA plan operative. Principally this involves the Environment Court mediation and hearing times.

7.0 Category - regional councils

There are nine councils in this category, but 69 different RMA plans are recorded. This equates to 7.6 RMA plans prepared per regional council.  One of the Otago Regional Council's RMA plans has just been started and this has been excluded from the analysis as it is only in the early stages of the process. Results are as follows:

7.1 Original submissions

7.2 Further submissions

7.3 Timeframe from notification to close of further submissions

7.4 Timeframe from close of further submissions to hearing

7.5 Length of hearing

7.6 Timeframe from hearing end to issuing of council decisions

7.7 Length of time from council notification of plan to issuing of decisions

7.8 Number of Environment Court appeals

7.9 Length of time from council issuing of decisions to plan becoming fully operative (i.e. Environment Court mediation and hearings)

7.10 Total length of time from council notification of plan to plan becoming fully operative

7.11 Summary of regional council results

Based on the averages set out above for each stage of the process, the following diagram illustrates the break down of the various stages in RMA plan development for regional councils:

Figure 5: Average number of working days for key stages in RMA plan development - regional councils

The table below summarises the average, median, minimum and maximum figures for each stage of the plan preparation process for regional councils:

  Notification of proposed plan - close of further submissions Close of further submissions - start of hearing Hearing duration Completion of hearing - issue of council decisions Issue of council decisions - plan made fully operative Total plan preparation timeframe
Average 167 237 85 143 664 1310
Median 146 160 5 113 548 1224
Minimum 89 22 1 21 42 240
Maximum 456 1543 1260 455 2155 2979

* All figures are working days

As the diagram and table illustrate, based on the averages obtained for the regional council category, the first four stages all take a similar length of time (between 85 and 237 working days). The vast majority of time is once again taken up in the period following the issuing of council decisions through to making the RMA plan operative. Principally this involves the Environment Court mediation and hearing times.

Indeed the first four stages together take on average 632 days, whereas the final stage, resolving appeals through the Environment Court, takes longer at an average of 664 working days.

Of note with the regional council results is that the hearing duration is relatively short, at 85 working days, compared to 502 working days for category 4 councils, 253 working days for category 3 councils, 179 working days for category 2 councils and 122 working days for category 1 councils.

Regional councils also spent more time following the close of submissions getting ready for the hearing, averaging 237 working days, compared to the very consistent figures for categories 1-4 of 100, 103, 115 and 119 working days respectively.

8.0 Unitary authorities

There are five unitary authorities in total, although only four councils appear in this category as Tasman District Council did not respond to the survey. As with regional councils, there is a wide range of ways in which unitary authorities have approached the preparation of RMA plans. All unitary authorities except for the Chatham Islands have produced several plans, for example a regional policy statement, as well as resource based plans, e.g. land, air and water. Several plans identified by MfE have also been excluded from the analysis as the plans are now defunct. Results are as follows:

8.1 Original submissions

8.2 Further submissions

8.3 Timeframe from notification to close of further submissions

8.4 Timeframe from close of further submissions to hearing

8.5 Length of hearing

8.6 Timeframe from hearing end to issuing of council decisions

8.7 Length of time from council notification of plan to issuing of decisions

8.8 Number of Environment Court appeals

8.9 Length of time from council issuing of decisions to plan becoming fully operative (i.e. Environment Court mediation and hearings)

8.10 Total length of time from council notification of plan to plan becoming fully operative

8.11 Summary of unitary authority results

Based on the averages set out above for each stage of the process, the following diagram illustrates the break down of the various stages in RMA plan development for unitary authorities:

Figure 6: Average number of working days for key stages in RMA plan development - unitary authorities
Figure 6: Average number of working days for key stages in RMA plan development – unitary authorities

The table below summarises the average, median, minimum and maximum figures for each stage of the plan preparation process for unitary authorities:

 

Notification of proposed plan - close of further submissions

Close of further submissions - start of hearing

Hearing duration

Completion of hearing - issue of council decisions

Issue of council decisions - plan made fully operative

Total plan preparation timeframe

Average

142

185

127

296

1082

1626

Median

147

74

23

107

889

2000

Minimum

101

4

2

29

367

478

Maximum

191

1057

436

1913

2094

2945

* All figures are working days

As the diagram and table illustrate, based on the averages obtained for the unitary authorities, the first four stages all take a similar length of time (between 127 and 296 working days).

Once again the vast majority of time is taken up in the period following the issuing of council decisions through to making the RMA plan operative. Principally this involves the Environment Court mediation and hearing times.

Indeed the first four stages together take on average 750 days, whereas the final stage, resolving appeals through the Environment Court, takes longer at 1082 working days.

9.0 Trends between categories of councils

The following series of graphs illustrate the differences between the various council categories, and the overall averages, for the RMA plan preparation process.

Figure 7: Average number of submissions by council category
Figure 7: Average number of submissions by council category

Figure 7 illustrates that the larger councils in category 4 received an exceedingly large average number of submissions (3207) in comparison to other council categories. This is reflected in the fact that of the 16 councils in category 4, only half have their plan fully operative even though the RMA has been in place for 17 years.

Figure 8: Average number of further submissions by council category

Figure 8 illustrates the disproportionate average number of further submissions (4262) received by category 4 councils in comparison to other council categories.

Figure 9: Average time for stage 1 - notification of proposed plan - close of further submissions by council category

Figure 9 illustrates that the various council categories were all remarkably consistent in how long this stage took them. The range between the averages is just 53 working days.

Figure 10: Average time for stage 2 - close of further submissions - start of hearing by council category

Figure 10 indicates that regional and unitary authorities took longer to get to the hearing stage following the close of submissions than did the district councils in categories 1-4.

Figure 11: Average time for stage 3 - hearing duration - by council category

Figure 11 illustrates the results of what was shown in Figures 8 and 9 earlier, in that the category of councils with the most submissions (category 4) also had by far the longest hearings (502 average number of working days).

Figure 12: Average time for stage 4 - completion of hearing - issuing of council decisions, by council category

Figure 12 illustrates that unitary authorities were the slowest to issue their decisions following the completion of council hearings (296 average number of working days). All other council categories were relatively similar with regard to the time taken to write up and issue decision.

Figure 13: Average number of Environment Court appeals, by council category

Figure 13 illustrates the relationship between the number of submissions, as shown in Figure 8, and the number of Environment Court appeals. Category 4 councils are disproportionately subject to Environment Court appeals (146 appeals on average) compared to other council categories.

Figure 14: Average time for stage 5 - issuing of council decisions - plan made fully operative, by council category

Figure 14 further illustrates the effect of a large number of submissions, with category 4 councils taking the longest to get their plan to the fully operative stage (1226 average number of working days).

10.0 Results - all councils

There are 85 councils in this category and 145 RMA plans. The same plans that were excluded in each of the preceding worksheets have been excluded from the 'all councils ' analysis. Results are as follows:

10.1 Original submissions

10.2 Further submissions

10.3 Timeframe from notification to close of further submissions

10.4 Timeframe from close of further submissions to hearing

10.5 Length of hearing

10.6 Timeframe from hearing end to issuing of council decisions

10.7 Length of time from council notification of plan to issuing of decisions

10.8 Number of Environment Court appeals

10.9 Length of time from council issuing of decisions to plan becoming fully operative (i.e. Environment Court mediation and hearings)

10.10 Total length of time from council notification of plan to plan becoming fully operative

10.11 Summary of all council results

Based on the averages set out above for each stage of the process, the following diagram illustrates the break down of the various stages in RMA plan development for all councils:

Figure 15: Average number of working days for key stages in RMA plan development - all councils

The table below summarises the average, median, minimum and maximum figures for each stage of the plan preparation process for all councils:

  Notification of proposed plan - close of further submissions Close of further submissions - start of hearing Hearing duration Completion of hearing - issue of council decisions Issue of council decisions - plan made fully operative Total plan preparation timeframe
Average 165 161 175 133 614 1479
Median 151 114 70 91 806 1407
Minimum 89 4 1 13 42 240
Maximum 456 1057 1260 615 2530 2979

* All figures are working days

The results for all councils reflect the results for each category. As the diagram and table illustrate, based on the averages obtained for all councils, the first four stages all take a similar length of time (between 133 and 175 working days). The vast majority of time is taken up in the period following the issuing of council decisions through to making the RMA plan operative. Principally this involves the Environment Court mediation and hearing times.

Indeed the first four stages together take on average 634 working days, whereas the final stage, resolving appeals through the Environment Court, takes 614 working days.

10.0 Conclusion

Results for each council category and trends between the different council categories have been set out in the body of this report. Key overall findings include: